Uptick rule

Results: 152



#Item
31United States administrative law / United States Environmental Protection Agency / Law / Government / Public administration / Uptick rule / Administrative law / Decision theory / Rulemaking

U.S. DOE APPLIANCE STANDARDS RULEMAKINGS SCHEDULE Prepared by Appliance Standards Awareness Project Updated November 5, 2014 The following schedule includes completed and estimated dates for U.S. Department of Energy

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Source URL: www.appliance-standards.org

Language: English - Date: 2014-11-05 15:03:39
32Investment / Financial markets / Finance / Order / Marketing / Pricing / Uptick rule / Short / Stock market / Business / Financial economics

16 of 17 Exhibit 5 Additions underlined Deletions [bracketed]. NYSE Arca Equities Rules *****

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Source URL: www.sec.gov

Language: English - Date: 2014-10-29 08:19:45
33United States Securities and Exchange Commission / Investment / 73rd United States Congress / Finance / Short selling / Uptick rule / Short / Securities Exchange Act / Securities Act / United States securities law / Stock market / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]October 28, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2014-10-29 08:19:44
34Pepper spray / Stock market / Uptick rule / King

Page 14 December 4, 2014 Thousand Oaks Acorn

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Source URL: www.toacorn.com

Language: English - Date: 2015-01-09 12:01:04
35Securities Investor Protection Corporation / Financial regulation / Finance / United States securities law / United States corporate law / Uptick rule / Christopher Cox / Financial economics / Corporate crime / U.S. Securities and Exchange Commission

CLARK SECURITIES, I NC[removed]Rockledge Dnve, S u ~ t e500

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Source URL: www.sec.gov

Language: English - Date: 2005-04-25 16:15:04
36Finance / Chicago Stock Exchange / Financial markets / Order / Regulation NMS / Short / Futures contract / Uptick rule / Stock market / Financial economics / Investment

SR-CHX[removed]Page 164 of 184   Exhibit 5

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Source URL: www.sec.gov

Language: English - Date: 2014-09-22 08:09:24
37Stock market / Financial markets / Financial regulation / Short selling / Short / Naked short selling / Uptick rule / Market maker / Stock exchange / Financial economics / Investment / Finance

FOCUS No 214 | December 2010 The monthly newsletter of regulated exchanges, with key market figures Short selling bans:

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Source URL: www.world-exchanges.org

Language: English - Date: 2014-08-08 06:32:43
38Financial regulation / Short selling / Stock market / United States Securities and Exchange Commission / Uptick rule / Securities Act / Canadian securities regulation / Short / Securities regulation in the United States / Financial economics / Business / Finance

Microsoft Word - SeApr09.doc

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Source URL: www.canadiansecuritieslaw.com

Language: English - Date: 2009-05-29 03:25:21
39Finance / Financial system / Naked short selling / U.S. Securities and Exchange Commission / Short / Mary Schapiro / Overstock.com / Uptick rule / Life Partners / Financial regulation / Short selling / Business

June 23, 2009 The Honorable Mary L. Schapiro Chairman Securities and Exchange Commission 100 F Street NE, 10th Floor

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Source URL: www.sec.gov

Language: English - Date: 2009-06-29 11:36:32
40Family / Economics / Private law / Christian views on divorce / Uptick rule / Divorce / Family law / Recessions

R. C. AULETTA and COMPANY, LLC 59 East 54th Street • New York, NY 10022

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Source URL: aaml.org

Language: English - Date: 2012-08-08 11:52:24
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